If SEC examiners showed up today, what grade would you expect?
As former SEC staff and compliance officers, CORE-CCO team members have collectively conducted, supervised, or facilitated hundreds of SEC examinations and know how to prepare, what to expect, and how to respond far better than most.
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In an operational due diligence exercise, how confident are you that your compliance program measures up?
Institutional LPs take due diligence seriously and routinely seek to assess a firm’s compliance program as part of a broader operational due diligence review. Having a professionally designed and administered compliance program allows your firm to demonstrate that standard.
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AML/KYC – Does your current effort represent best practices?
Best practices for AML/KYC programs are evolving rapidly. Many private fund managers are electing to integrate their AML/KYC programs with existing compliance programs.
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Who is CORE-CCO?

We provide custom compliance services to private fund managers and other specialized wealth firms.
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Our Clients

The private fund space continues to expand and evolve and sophisticated fund managers require best in class service partners.
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CORE-CCO Services

We offer a full suite of tailored compliance solutions to meet the needs of our clients.
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Join the CORE-CCO Team

CORE-CCO is growing and is looking for talented individuals to expand our team.
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CORE-CCO Regulatory Forum

Are you plugged into the latest compliance trends and regulatory requirements? Become a member to stay informed.
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